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Self-Awareness, Self-Regulation, & Self-Transcendence (S-ART): A Framework for Understanding the Neurobiological Mechanisms of Mindfulness
I wanted to take this space-time to introduce you to an integrative systems-based neurobiological model and theoretical framework for understanding the mechanisms by which mindfulness functions to reduce attention-specific and affective biases related to self processing and creates a sustainable healthy mind. The model attempts to integrate findings from the extant empirical literature related to mindfulness with our growing understanding of the mechanisms for neurocognition and with traditional Buddhist systems from which contemporary practices of mindfulness originate. The paper in which this framework and model are discussed at length was recently published in Frontiers in Human Neuroscience. [Link]
Our method for understanding mindfulness has been to focus broadly on the goals of mindfulness as it is described in the early Buddhist suttas and in the Western medical model: To decrease mental suffering and create a sustainable healthy mind. In this context, we operationalize mindfulness in two ways: 1) As a broadly defined method for developing self-awareness, self-regulation and self-transcendence (S-ART); 2) As a continuous discriminative attentional capacity.
Our second formulation is one critical skill in a multidimentional skillset that is developed and strengthened through specific meditation practices. Other skills are described to function along with mindfulness to support S-ART.
To be clear, this is in no way a new definition that is meant to disparage Jon Kabat-Zinn‘s widely disseminated description: “Paying attention in a particular way, on purpose, in the present moment, non-judgmentally” – but more so an attempt to dismantle the concept into component parts so that we can better study it in the laboratory.
I discuss the framework in a recent talk given at the 23rd annual Trauma Conference in Boston, MA
The lay press for this theoretical framework can be found at:
Psych Central [Link]
Science Daily [Link]
Boston Globe [Link]
Medical Express [Link]
Neuroimaging Research has grappled with the concept of a “resting brain”. Researchers interested in Consciousness have grappled with localizing subjective states of awareness and the elusive “self”. It seems that contemplative science is bringing both concepts to the table given the profound interest in tracing neurophenomenological states associated with “the self” and intentional, meditative practices.
All functional neuroimaging research has focused on Blood-oxygenation-level-dependent (BOLD) changes in the whole brain associated with a particular active, goal-directed, cognitive or emotional function and which has shown to be statistically different from BOLD activity across the whole brain during a “passive” baseline state. The baseline state that most researchers use is typically a 5-6 min long period of passive “rest”. The instructions are typically, “Let your mind freely wander” and “try not to think of anything in particular”. These instructions sound benign and appear to be the perfect baseline state, but as it turns out, [surprise…surprise] a wandering mind is quite active. The mind in this baseline state has shown to have a tendency to wander towards self-reflection (in the past and into the future). Some researchers have called this type of wandering, “mental time travel”.
Recently, a growing body of research has investigated the nature of this resting, or “default” state, and has found that brain activation previously considered to be spontaneous noise actually reflects the operation of active and functionally connected neural networks. These patterns of activation has been termed the default mode network (DMN), have been shown to increase during passive states of rest, to diminish during tasks involving attention or goal-directed behavior, and tend to implicate brain areas associated with self-reflection, internal mentation, and narrative self-focus. In many forms of psychopathology, the DMN has been found to be more active during resting states and less likely to decrease in activation during active goal-directed tasks, suggesting a relationship between psychopathology, excessive self-reflection or rumination [about past events], and increased self-projection [into the future].
In a recent study[Link] by friend and colleague, Judson Brewer at Yale University, adept meditators trained in meditation techniques rooted mostly in Theravada (vipassana/insight) traditions actively meditated using multiple types of meditation practices (Concentration, Loving-Kindness, Choiceless Awareness) while being imaged in the MRI. A “mind-wander” rest state was the baseline state in this case, and comparisons were made also between the adepts and a group of novices who had brief instructions how to perform each meditative practice.
As seen below, Experienced meditators demonstrate decreased DMN activation during meditation. Brain activation in meditators > controls is shown, collapsed across all meditations (relative to baseline). (A and B) BOLD activations were found to be greater in the left mPFC and PCC for adepts. Although, one should take note that the % change was very minimal (about .25 % at most). The mPFC and PCC are critical nodes of activation during typical mind wandering, self-reflection, and the core areas for the DMN.
Choiceless Awareness (green bars), Loving-Kindness (red), and Concentration (blue) meditations. Note that decreased activation in PCC in meditators is common across different meditation types. n = 12 per group.
What does this mean?
You may ask what this means and how it relates to mindfulness and mind-wandering. It suggests that adept meditators spend less time using the self-reflective network or “DMN” while meditating. This makes sense given the heavy reliance on concentration in these practices. But how about when adepts are simply “wandering” during passive rest? Are they like everyone else? Do they also reflect upon themselves in the past or into the future? This study did not quite capture the phenomenological differences between the groups, but it did find that the DMN had different functional connectivity patterns.
Using mPFC as a seed region for connectivity, they found increased connectivity with the fusiform gyrus, inferior temporal and parahippocampal gyri, and left posterior insula (among other regions) in meditators relative to controls during meditation. Using the PCC as a seed region, increased connectivity (compared with controls) was found with the dorsal ACC and DLPFC during all meditative states and baseline wandering, suggesting increased cognitive monitoring and working memory across both meditative and passive resting states. It would be helpful to know if there was a qualitative aspect of “wandering” that was about equal for meditators and controls.
Similarly, David Creswell and Lisa Kilpatrick demonstrated that 8-weeks of MBSR training showed increased functional connectivity of dmPFC (an anterior DMN region) with an auditory/salience neural network (especially with BA 22/39 (associated with auditory processing) and the dorsal ACC (involved in salience) . They suggest these results indicate greater positive coherence between self-referential, attention, and auditory sensory processing and may underlie greater attention and reflective awareness of auditory experience in MBSR trained subjects.
Again, the DMN is used here as a proxy for a “wandering mind”. Decreased activity in the cortical midline structures that make up this network reflects less self-reflection or narrative self-processing, and suggests more present-centered awareness, monitoring, and attention of interoceptive and exteroceptive stimuli in the environment and associated with the body. The reason I bring attention to this area of research is that contemplative neuroscientists will likely have to take these differences in the DMN between novices and adepts into consideration when scanning meditative states. In other words, a passive mind wandering state may be different between adepts and novices or naives. Thus, between groups comparisons should likely account for these differences and at the very least, quantify the qualitative aspects of mind wandering between groups.
ON THE OTHER HAND….
There is some evidence that mind wandering is adaptive. One study (for example) by Jonathan Schooler and colleagues demonstrates that increased mind wandering during a boring task increased creativity. Schooler has previously demonstrated a correlation between daydreaming and creativity—those who are more prone to mind-wandering tend to be better at generating new ideas.
See New Yorker write up [Link]
Here are some links to press related to these studies:
psychology today [Link]
- Meditation May Help Brains Rewire, Protect Against Mental Illness – KABC (kabc.com)
- Mind-wandering and mindfulness (psychologytoday.com)
- Our Wandering Minds…. (joannewellington.wordpress.com)
- MIND AND HEALTH Relax your mind and focus (tech.mit.edu)
- Meditation leads to less mind wandering, more doing (mentalflowers.wordpress.com)
A group from Univ. of Oregon in collaboration with the Institute of Neuroinformatics and Laboratory for Body and Mind, Dalian University of Technology, Dalian, China has found more evidence (see 2007, 2009 and 2010 articles) that short-term meditation in the form of IBMT can improve self-regulation and components of attention.
What is IBMT? According to the authors, it was developed in the 1990s as a technique adopted from traditional Chinese medicine and incorporates aspects of meditation and mindfulness training. “IBMT achieves the desired state by first giving a brief instructional period on the method (we call it initial mind setting and its goal is to induce a cognitive or emotional set that will influence the training). The method stresses no effort to control thoughts, but instead a state of restful alertness that allows a high degree of awareness of body, breathing, and external instructions from a compact disc. It stresses a balanced state of relaxation while focusing attention. Thought control is achieved gradually through posture and relaxation, body–mind harmony, and balance with the help of the coach rather than by making the trainee attempt an internal struggle to control thoughts in accordance with instruction. Training is typically presented in a standardized way by compact disc and guided by a skillful IBMT coach”.
This group has been showing (2009) that Five days of integrative body–mind training (IBMT) (20 min/day) improves attention and self-regulation in comparison with the same amount of relaxation training. During and after training, the IBMT group showed significantly better physiological reactions in heart rate, respiratory amplitude and rate, and skin conductance response (SCR) than the relaxation control. Differences in heart rate variability (HRV) and EEG power suggested greater involvement of the autonomic nervous system (ANS) in the IBMT group during and after training. Imaging data demonstrated stronger subgenual and adjacent ventral anterior cingulate cortex (ACC) activity in the IBMT group. Frontal midline ACC theta was correlated with highfrequency HRV, suggesting control by the ACC over parasympathetic activity. These results indicate that after 5 days of training, the IBMT group shows better regulation of the ANS by a ventral midfrontal brain system than does the relaxation group.
The most recent 2010 article demonstrates that changes in white matter connectivity can result from small amounts of mental training. In this case, 11 h of IBMT increases fractional anisotropy (FA), an index indicating the integrity and efficiency of white matter in the corona radiata, an important white-matter tract connecting the anterior cingulate cortex (ACC) to other structures. 45 undergraduates to an IBMT or relaxation group for 11 h of training, 30 min per session over a 1-mo period. Before and after training we acquired brain images from each participant at rest for analysis of white matter by diffusion tensor imaging and gray matter by voxel-based morphometry.
The group goes a little far in speculating “IBMT could provide a means for improving self-regulation and perhaps reducing or preventing various mental disorders”, but the research is certainly promising for demonstrating plasticity in response to mental training
Mind and Life XVIII: ATTENTION, MEMORY AND THE MIND: A SYNERGY OF PSYCHOLOGICAL, NEUROSCIENTIFIC, AND CONTEMPLATIVE PERSPECTIVES: with His Holiness The Dalai Lama Dharamsala, India • April 6–10, 2009
I have the unique opportunity to attend the private conference Mind and Life XVIII: ATTENTION, MEMORY AND THE MIND: A SYNERGY OF PSYCHOLOGICAL, NEUROSCIENTIFIC, AND CONTEMPLATIVE PERSPECTIVES: with His Holiness in Dharamsala, India – April 6-10, 2009.
I will be blogging my experiences from my perspective daily and hope to hear your comments, questions, and/or feedback during this time (or after).
To begin, I can say that my own perspective is one from mutiple levels. One certainly is a personal one. The auspicious nature of the opportunity and timing is one that I smile about every time I think about it. It happens to be my 34th birthday April 6th, the first day of the meeting. At this personal level, it appears that all roads have led (and would have led) to this one that takes me to Dharamsala to participate in a discussion about memory and attention. From another level, this journey is going to happen because of simple choices that have been made throughout my life, each choice being one that can be retrospectively observed and associated with one or another aspect of the context of my life at which time and in which place I made those decisions/choices. At this same level, I think we can collectively investigate the interdependency of all relations with whom we interact and with whose paths we cross. From a third level, I am a research fellow at Harvard University Medical School in the department of Psychiatry. Here I investigate resilience and vulnerability to psychopathology. If I need to be considered part of a socialized academic category, I typically identify myself as a cognitive neuroscientist with a background in the basic neuroscience of learning and memory. My final perspective is from my position as Senior Research Coordinator of the Mind & Life Institute. As the research coordinator of Mind & Life, I work very diligently and passionately to maintain the rigorous standards of the scientific method in all aspects of research supported by Mind and Life and in our program and event planning.
Well now, those are my levels of perspective and if you find any one of those perspectives intriguing then I look forward to sharing fruitful discussion with you in the next few weeks and beyond.
I leave you with two quotes:
Mind and ideas are nonexistent entities invented for the sole purpose of providing spurious explanations…Since mental or psychic events are asserted to lack the dimensions of physical science, we have an additional reason for rejecting them” – B.F. Skinner
“Open to me, so that I may open.
Provide me your inspiration
So that I might see mine.”
 From: Dunn, P. (2000). The Love Poems of Rumi. Kansas City, MO: Andrews McMeel.
Meditation has been shown to have benefits in many clinical disorders. An 8-week course in which women diagnosed with fibromyaliga are practicing mindfulness and meditation skills 5 days/week and meeting once/week for 2 hours, along with 1 full-day retreat at week 6 have shown benefits in attention, stress reduction, and emotion regulation.
David Vago and colleagues at the Utah Center for Exploring Mind-Body Interactions found that women diagnosed with fibromyalgia who went through an 8-week course of mindfulness and meditation training show decreased avoidance of, or attention away from, pain-related threatening words and show less interference from such words when performing an attention-demanding task. Check out the UCSD center for mindfulness blog about the study HERE and Brigham & Women’s Hospital Health Hub Blog HERE.
There has been a lot of research now supporting the role of meditation in Cognitive processes like Attention, Working memory, and Affect or Emotion Regulation.
1. Here is the link for a report from the NCAAM website reporting on the Attentional Blink phenonmenon and how it may be affected by long-term meditation practice. A 2008 PLoS Biology article from the Davidson lab, by Heleen Slagter can be found HERE.
2. Another article, “Attention regulation and monitoring in meditation”, by the Davidson lab that made the cover of TICS (Trends in Cognitive Science) is a 2008 TICS paper by Antoine Lutz. You can find it HERE.